User terminal, radio base station and radio communication method

ABSTRACT

The present invention is designed to reduce the time it takes to form adequate beams, in communication using beamforming. According to one aspect of the present invention, a user terminal has a transmission section that, using temporally orthogonal radio resources, forms different transmitting beams and transmits reference signals respectively to a radio base station, and a control section that controls the forming of the transmitting beams so that at least one of the reference signals is received in a receiving beam which the radio base station forms in a given period set.

TECHNICAL FIELD

The present invention relates to a user terminal, a radio base stationand a radio communication method in a next-generation mobilecommunication system.

BACKGROUND ART

In the UMTS (Universal Mobile Telecommunications System) network, thespecifications of long term evolution (LTE) have been drafted for thepurpose of further increasing high speed data rates, providing lowerlatency and so on (see non-patent literature 1). Also, thespecifications of LTE-A (also referred to as “LTE-Advanced,” “LTE Rel.10,” “Rel. 11,” or “Rel. 12,” etc.) have been drafted for furtherbroadbandization and increased speed beyond LTE (also referred to as“LTE Rel. 8” or “Rel. 9”), and successor systems of LTE (also referredto as, for example, “FRA (Future Radio Access),” “5G (5th generationmobile communication system),” “LTE Rel. 13/14/15,” and/or laterversions) are under study.

In LTE Rel. 10/11, carrier aggregation (CA) to integrate multiplecomponent carriers (CC) is introduced in order to achievebroadbandization. Each CC is configured with the system bandwidth of LTERel. 8 as one unit. In addition, in CA, multiple CCs under the sameradio base station (eNB: eNodeB) are configured in a user terminal (UE:User Equipment).

Meanwhile, in LTE Rel. 12, dual connectivity (DC), in which multiplecell groups (CGs) formed by different radio base stations are configuredin a UE, is also introduced. Each cell group is comprised of at leastone cell (CC). Since multiple CCs of different radio base stations areintegrated in DC, DC is also referred to as “inter-eNB CA.”

Also, in LTE Rel. 8 to 12, frequency division duplex (FDD), in whichdownlink (DL) transmission and uplink (UL) transmission are made indifferent frequency bands, and time division duplex (TDD), in whichdownlink transmission and uplink transmission are switched over time andmade in the same frequency band, are introduced.

CITATION LIST Non-Patent Literature

Non-Patent Literature 1: 3GPP TS 36.300 “Evolved Universal TerrestrialRadio Access (E-UTRA) and Evolved Universal Terrestrial Radio AccessNetwork (E-UTRAN); Overall description; Stage 2”

SUMMARY OF INVENTION Technical Problem

Future radio communication systems (for example, 5G) are expected torealize various radio communication services so as to fulfill mutuallydifferent requirements (for example, ultra-high speed, large capacity,ultra-low latency, etc.).

For example, in 5G, researches have been made to provide radiocommunication services, referred to as “eMBB (enhanced Mobile BroadBand),” “IoT (Internet of Things),” “MTC (Machine Type Communication),”“M2M (Machine To Machine),” and “URLLC (Ultra Reliable and Low LatencyCommunications).”

Note that M2M may be referred to as “D2D (Device To Device),” “V2V(Vehicular To Vehicular),” etc. depending on the communication device.To fulfill the requirements for various types of communication such asmentioned above, studies are in progress to design new communicationaccess schemes (new RAT (Radio Access Technology).

For example, to meet the demands for the above-noted various types ofcommunication, there is an on-going study to use massive MIMO (MultipleInput Multiple Output), which uses a very large number of antennaelements. When a very large number of antenna elements are used, beams(antenna directivities) can be formed by controlling the amplitudeand/or the phase of signals transmitted/received in each element. Thisprocess is also referred to as “beamforming (BF),” and makes it possibleto reduce the propagation loss of radio waves.

However, when communication is carried out using BF in both thetransmitting device and the receiving device, depending on the structureof each device, it may take a long time to form adequate beams.

The present invention has been made in view of the above, and it istherefore an object of the present invention to provide a user terminal,a radio base station and a radio communication method, whereby the timeit takes to form adequate beams in communication using beamforming canbe reduced.

Solution to Problem

According to one aspect of the present invention, a user terminal has atransmission section that, using temporally orthogonal radio resources,forms different transmitting beams and transmits reference signalsrespectively to a radio base station, and a control section thatcontrols the forming of the transmitting beams so that at least one ofthe reference signals is received in a receiving beam which the radiobase station forms in a given period set.

Advantageous Effects of Invention

According to the present invention, it is possible to reduce the time ittakes to form adequate beams in communication using beamforming.

BRIEF DESCRIPTION OF DRAWINGS

FIGS. 1A and 1B are diagrams to show examples of MIMO precoding inconventional LTE;

FIG. 2 is a diagram to explain the limitations of beamforming based onanalog BF;

FIGS. 3A and 3B are diagrams to explain the concept of transmitting-beamscanning when beamforming RSs are used;

FIGS. 4A and 4B are diagrams to show examples of transmission patternsof beamforming RSs;

FIG. 5 is a diagram to show another example of a transmission pattern ofbeamforming RSs;

FIGS. 6A and 6B are diagrams to explain the problems and solutions whena UE scans transmitting beams;

FIGS. 7A and 7B are diagrams to explain the concept of receiving-beamscanning when beamforming RSs are used;

FIGS. 8A and 8B are diagrams to show examples of transmission patternsof beamforming RSs;

FIGS. 9A and 9B are diagrams to explain the problems and solutions whena BS scans receiving beams;

FIGS. 10A and 10B are diagrams to show examples of adequate beamscanning by a UE and a BS;

FIGS. 11A and 11B are diagrams to show examples of transmittingbeamforming RSs in predetermined subframes;

FIGS. 12A to 12C are diagrams to show examples of transmission timedurations of beamforming RSs (time durations of UE transmitting beams);

FIG. 13 is a diagram to show an example of a schematic structure of aradio communication system according to one embodiment of the presentinvention;

FIG. 14 is a diagram to show an example of an overall structure of aradio base station according to one embodiment of the present invention;

FIG. 15 is a diagram to show an example of a functional structure of aradio base station according to one embodiment of the present invention;

FIG. 16 is a diagram to show an example of an overall structure of auser terminal according to one embodiment of the present invention;

FIG. 17 is a diagram to show an example of a functional structure of auser terminal according to one embodiment of the present invention; and

FIG. 18 is a diagram to show an example of a hardware structure of aradio base station and a user terminal according to one embodiment ofthe present invention.

DESCRIPTION OF EMBODIMENTS

BF can be classified into digital BF and analog BF. Digital BF refers tothe method of performing precoding signal processing on the baseband(for digital signals). In this case, inverse fast Fourier transform(IFFT)/digital-to-analog conversion (DAC)/RF (Radio Frequency) need tobe carried out in parallel processes, as many as the number of antennaports (RF chains). Meanwhile, it is possible to form a number of beamsto match the number of RF chains at an arbitrary timing.

Analog BF refers to the method of using phase shifters on RF. In thiscase, it suffices to only rotate the phase of RF signals, so that thismethod can be implemented easily and inexpensively. However, there is aproblem that a plurality of beams cannot be formed at the same time.

Note that it is also possible to adopt a hybrid BF configuration, whichcombines digital BF and analog BF.

MIMO precoding in conventional LTE is oblivious to (does not take intoconsideration) analog BF, and is premised on digital BF. FIG. 1 providediagrams to show examples of MIMO precoding in conventional LTE. FIG. 1Ashows an example of the format of a demodulation reference signal (DMRS:DeModulation Reference Signal) for receiving the PDSCH.

As shown in FIG. 1A, in conventional LTE, in one-layer communication tofour-layer communication, two DMRSs are multiplexed over one resourceelement (RE), and in five-layer communication to eight-layercommunication, four DMRSs are multiplexed over one RE. That is, inconventional LTE, signals are arranged based on the assumption thatDMRSs that are mapped on different beams are multiplexed on the same RE.

For example, when DMRS of four different beams are multiplexed on thesame RE, as shown in FIG. 1B, a radio base station (also referred to asan “eNB (evolved Node B),” a “BS (Base Station),” etc.) can transmit aplurality of beams at the same time by using digital BF.

On the other hand, when analog BF is used, unlike digital BF,limitations are placed on the forming of beams. FIG. 2 is a diagram toexplain the limitations of beamforming when using analog BF. When analogBF is used, for each phase shifter, only one beam can be formed at atime. Thus, if a BS has only one phase shifter, the BS has to form onlyone beam, at any given time, as shown in FIG. 2. Therefore, when analogBF is used, the beams need to be switched over time, rotated, and so on.

While a study is on-going to introduce massive MIMO in future radiocommunication systems (for example, 5G), attempting to form an enormousnumber of beams with digital BF alone might lead to an expensive circuitstructure. For this reason, it is assumed that a hybrid BF configurationwill be used in 5G.

Regardless of analog BF or digital BF, massive MIMO can provide good BFgain only if adequate beams can be formed. Meanwhile, as mentionedearlier, the process of beamforming is different between analog BF anddigital BF, it is necessary to introduce control that realizes adequatebeamforming, in each type of BF.

However, since analog BF has not been taken into account in conventionalLTE, there is no established method of determining adequate beamsefficiently, even under 5G environment. So, there is a possibility ofspending a long time to form adequate beams and/or communicating usinginadequate beams.

So, the present inventors have focused on analog BF, which imposessignificant limitations on beamforming, and found out a beam controlmethod that is suitable for analog BF. Note that this control method canbe applied to digital BF on an as-is basis, and can also be extended toanalog-digital hybrid BF.

This specification proposes a method for adequately forming beams foruse in uplink communication (receiving beams in a BS and/or transmittingbeams in a user terminal (UE: User Equipment).

Now, embodiments of the present invention will be described in detailbelow with reference to the accompanying drawings. The radiocommunication methods according to individual embodiments may be appliedindividually or may be applied in combination.

Note that, when a plurality of beams are different, this should beconstrued to mean that, for example, at least one of following (1) to(6), which are applied to each of these multiple beams, is different,but this is not limiting: (1) the precoding; (2) the transmission power;(3) the phase rotation; (4) the beam width; (5) the beam angle (forexample, the tilt angle); and (6) the number of layers. Note that, whenthe precoding varies, the precoding weight may vary, or the precodingscheme may vary (for example, linear precoding, non-linear precoding andso on). When linear precoding and non-linear precoding are applied tobeams, the transmission power, the phase rotation, the number of layersand so on can also vary.

Examples of linear precoding include precoding based on the zero-forcing(ZF) model, precoding based on the regularized zero-forcing (R-ZF)model, precoding based on the minimum mean square error (MMSE) model,and so on. Also, as for examples of non-linear precoding, there aretypes of precoding, including dirty paper coding (DPC), vectorperturbation (VP), Tomlinson-Harashima precoding (THP), and so on. Theapplicable precoding is not limited to these.

In addition, although cases will be described with the followingembodiments where four of RB #1 to RB #4 are used as receiving beams(RBs) at a BS, and four of TB #1 to TB #4 are used as transmitting beams(TBs) at a UE, this is by no means limiting. For example, theorientation, the length, the number and other properties of beams toapply are not limited to the examples illustrated below.

Also, although, in the following description of embodiments, beams canbe switched at a BS and a UE without delay, the BS and/or the UE canperform various processes on the assumption that a certain delay isproduced when beams are switched.

(Radio Communication Method)

According to one embodiment of the present invention, adequate beams aredetermined using reference signals (RS) that are provided on a per beambasis. These reference signals may be referred to as “beamforming RSs(BFRSs),” “beam-specific RSs” and so on. Because beamforming for uplinkcommunication will be described in this specification, uplinkbeamforming RSs will be simply referred to as “beamforming RSs.”

<Transmitting-Beam Scanning in UE>

FIG. 3 provide diagrams to explain the concept of transmitting-beamscanning when beamforming RSs are used. FIG. 3A shows examples of UEtransmitting beams, corresponding to multiple beamforming RSs,respectively. FIG. 3B shows examples of time resources for beamformingRSs, in accordance with FIG. 3A. In FIG. 3, a UE applies differenttransmission beamforming to beamforming RSs at different times.

In the examples shown in FIG. 3, the UE sweeps (scans) the transmittingbeams from TB #1 to TB #4 while shifting in time. In this way, byadopting a structure in which beamforming RSs are formed with radioresources that are temporally orthogonal, even when analog BF is used,it is possible to transmit beamforming RSs adequately.

Meanwhile, the BS measures the received quality using each beamformingRS. Here, the received quality to be measured may be, for example,long-term received quality (such as reference signal received power(RSRP)), short-term received quality (such as channel state information(CSI)) and so on, but these are by no means limiting.

Also, based on the measured received quality of each beamforming RS, theBS can determine which beam is suitable for the UE, and use this forsubsequent communication with the UE.

Using higher layer signaling (for example, RRC (Radio Resource Control)signaling, broadcast information (MIB (Master Information Block), SIBs(System Information Blocks), etc.), physical layer signaling (forexample, DCI), or a combination of these, the BS can report informationabout the beamforming RSs which the UE should transmit separately. Forexample, as information related to a beamforming RS, the BS can reportinformation of at least one of the number of RSs, the transmissiontiming (the receiving timing), the transmission cycle (the measurementcycle), the transmission time duration (the duration of RS transmissionin each cycle), and the radio resources (for example, frequency and/ortime resources), to the UE (configured in the UE). The informationregarding the transmission timing and so on may be reported using abitmap.

In addition, the BS may report information about UE transmitting beams,selected based on the measurement results of the beamforming RSs, to theUE, using higher layer signaling, physical layer signaling, or acombination of these. The information related to transmitting beams maybe beam indices (beam control indices), which can specify the beams.Receiving this information, the UE can decide the transmitting beams touse in subsequent communication, based on this information.

FIG. 4 provide diagrams to show examples of transmission patterns forbeamforming RSs. FIG. 4A shows an example, in which each beamforming RSis transmitted in the same cycle (which is, for example, 40 ms). Bytransmitting each RS in the same cycle, the BS can have an equalopportunity to receive each beam.

FIG. 4 show examples in which different beamforming RSs are transmittedcontinuously in time. In this manner, it is possible to allow the UE totransmit beamforming RSs substantially at the same time, so that the UEcan finish transmitting beamforming RSs in a short time, and save thebattery consumption of the UE.

Alternatively, the beamforming RSs may be distributed over time andtransmitted (not shown). In this case, the cycle the BS measures a givenbeamforming RS can be shortened, so that, even when the UE is moving ata high speed, communication can be carried out more easily using any ofthe beams.

The transmission timing, the transmission cycle and so on may be changedindividually for each beamforming RS. It is preferable that these can bechanged individually, when, for example, the width of each beam varies.In the example shown in FIG. 4B, the RSs corresponding to TBs #1 and #2are transmitted in a first cycle (which is, for example, 40 ms), and theRSs corresponding to TBs #3 and #4 are transmitted in a second cycle(which is, for example, 80 ms).

For example, by making the transmission cycle (measurement cycle) of thebeamforming RS for beam Z (Z≠X), which the UE presently communicatingusing beam X is little likely to use next, it is possible to reduce theoverhead pertaining to RS transmission, while lessening the negativeimpact on beam control.

Also, multiple beamforming RSs may be transmitted at the same time, orthe transmission timing and the transmission cycle may be configured forsimultaneous transmission. FIG. 5 is a diagram to show another exampleof the transmission pattern for beamforming RSs. In the example shown inFIG. 5, the RSs corresponding to TB #1 and #2 are transmittedsimultaneously in a predetermined cycle (which is, for example, 40 ms),and, adjoining in time, the RSs corresponding to TB #3 and TB #4 aretransmitted simultaneously.

When the UE adopts digital BF, the UE can transmit multiple beamformingRSs simultaneously, in different beams, so that it is possible to reducethe overhead.

FIG. 6 provide diagrams to explain the problems and solutions in theevent the UE scans transmitting beams. As shown in FIG. 6A, when boththe transmitting beams at the UE and the receiving beams at the BS areswept simultaneously, it may occur that the transmitting beams and thereceiving beams always point in different directions. In this case, theBS cannot measure the received quality, and therefore cannot judge whichUE transmitting beams are adequate.

Therefore, as shown in FIG. 6B, it is preferable that the BS does notswitch its receiving beam while measuring the beamforming RSs. That is,the BS measures different transmission beamforming RSs in the samereceiving beam. The BS may switch to another receiving beam and makemeasurements in the next cycle.

<Receiving-Beam Scanning in BS>

FIG. 7 provide diagrams to explain the concept of receiving-beamscanning when beamforming RSs are used. In the example shown in FIG. 7A,an attempt to receive a predetermined beamforming RS from a UE is madein multiple receiving beams. FIG. 7B shows an example of time resourcesfor a beamforming RS, in accordance with FIG. 7A. In FIG. 7, in apredetermined period, the UE applies the same transmission beamformingto beamforming RSs provided at different points in time.

FIG. 7 show an example in which a BS sweeps receiving beams RB #1 to RB#4 by shifting the time. The BS measures the received quality using eachbeamforming RS.

In addition, the BS determines adequate receiving beams based on themeasured received quality of each beamforming RS, and controlssubsequent communication with the UE.

The configuration and format of beamforming RSs are as described abovein connection with transmitting-beam scanning. FIG. 8 show examples.FIG. 8 provide diagrams to show examples of transmission patterns ofbeamforming RSs. FIG. 8 are the same as the examples of FIG. 4, exceptthat a fixed beamforming RS is used.

FIG. 9 provide diagrams to explain the problems and solutions when a BSscans receiving beams. As shown in FIG. 9A, when a UE's transmittingbeams and a BS's receiving beams are swept at the same time, there is apossibility that it is not possible to judge which UE transmitting beamsare adequate, as has been described earlier with reference to FIG. 6A.

Therefore, as shown in FIG. 9B, the UE, preferably, does not switch thetransmitting beam while the BS measures the beamforming RSs. That is,the BS measures the same transmission beamforming RS in differentreceiving beams. The UE may switch to another transmitting beam andtransmit the beamforming RS in this transmitting beam in the next cycle.

<Suitable Beam Scanning in UE and BS>

The transmitting beam scanning in a UE and the receiving-beam scanningin a BS have been separately discussed above. The present inventors,based upon these discussions, have found out a method for efficientlyscanning both the transmitting beams at a UE and the receiving beams ata BS, and identifying adequate beams.

To be more specific, in a first period set, in which a beamforming RS istransmitted in a plurality of different transmitting beams, a BS forms asingle receiving beam and measures this RS. In other words, in the firstperiod set in which the BS forms a single receiving beam, the UEswitches and forms a plurality of different transmitting beams, andtransmit a beamforming RS in each beam. Measurement results pertainingto the first period set can be used effectively to select the UE'stransmitting beams.

Also, in a second period set, in which a beamforming RS is transmittedvia a single transmitting beam, the BS switches and forms a plurality ofdifferent receiving beams, and measures this RS. In other words, in thesecond period set in which the BS switches around a plurality ofdifferent receiving beams, the UE forms a single transmitting beam andtransmits a beamforming RS. Measurement results pertaining to the secondperiod set can be used effectively to select the BS's receiving beams.

Here, each period set may consist of continuous time resources ordiscrete time resources. A period set may be referred to as a “timeresource set,” a “sub frame set,” a “symbol set,” and so on.

FIG. 10 provide diagrams to show examples of adequate beam scanning in aUE and a BS. FIG. 10A shows an example of a case where a UE sweeps beamsand a BS uses a fixed beam in every transmission cycle of a beamformingRS. FIG. 10B shows an example of a case where the UE uses a fixed beamand the BS sweeps beams in every transmission cycle of a beamforming RS.

Referring to FIG. 10A, looking at a certain period within a giventransmission cycle, the UE transmits varying beamforming RSs whileswitching the transmitting beams. On the other hand, during this period,the BS measures different beamforming RSs in the same receiving beam.

In this case, the first period set is equivalent to the duration ofbeamforming RS transmission in each cycle (for example, the continuousperiod of time in which TB #1 to TB #4 are formed in FIG. 10A), and thesecond period set is equivalent to a set of times in which the samebeamforming RS is transmitted in multiple cycles (for example, a set ofa plurality of times in FIG. 10A where TB #1 is formed).

That is, the UE transmits varying beamforming RSs (differenttransmitting beams) in every cycle, so that the measurement results ofthese RSs are useful when making selections among the transmitting beamsof the UE. In addition, the BS measures the same beamforming RS, usingdifferent receiving beams, at relatively the same timing within eachcycle, so that the measurement results of these RSs are useful whenmaking selections among the receiving beams of the BS.

Also, referring to FIG. 10B, the UE transmits the same transmitting beam(the same beamforming RS) in a predetermined period in a giventransmission cycle. Meanwhile, during this period, the BS switches thereceiving beams and measures the same beamforming RS.

In this case, the first period set is equivalent to a set of relativelythe same time in multiple cycles (for example, a set of a plurality oftimes in which RB #1 is formed in FIG. 10A), and the second period setis equivalent to the duration of beamforming RS transmission in eachcycle (for example, the continuous period of time in which RB #1 to RB#4 are formed in FIG. 10A).

That is, the UE transmits different beamforming RSs (differenttransmitting beams) at relatively the same timing in each cycle, so thatthe measurement results of these RSs are useful when making selectionsamong the transmitting beams of the UE. Also, the BS measures the samebeamforming RS using different receiving beams in each cycle, so thatthe measurement results of these RSs are useful when making selectionsamong the receiving beams of the BS.

Therefore, according to the beam scanning illustrated in FIGS. 10, thebeams of the UE and the BS can be scanned in a short time.

Note that the receiving beams of the BS have only to be determined andused by the BS, and the UE does not even have to know which receivingbeams the BS uses. On the other hand, as for the UE's transmittingbeams, which beams are adequate needs to be reported to the UE.Consequently, when the same beamforming RS is measured in differentreceiving beams, there is no need to report appropriate transmittingbeams in relationship to every one of multiple receiving beams, and itsuffices to report information that can identify all or part of thetransmission beamforming RSs showing good received quality—that is,information that can identify transmitting beams where good receivedquality is measured.

Therefore, the BS may transmit (all or part of) information related tobeams, corresponding to the results measured based on differentbeamforming RSs, as information related to the UE transmitting beams.Here, the information about the UE transmitting beams that are subjectto feedback may be information about the transmitting beamscorresponding to one or a combination of the following measurementresults (received quality): (1) a predetermined number (for example, n)of measurement results that are selected in descending order ofmeasurement results of beamforming RSs; (2) measurement results that areequal to or above a predetermined threshold value; and (3) the highestmeasurement result. Note that the number of measurement results and thepredetermined threshold described above, used to determine the targetfor feedback, may be configured by RRC signaling, for example.

According to the embodiment described above, both the UE and the BS canform appropriate transmitting/receiving beams based on beamforming RSstransmitted in the uplink.

<Time Resources in which Beamforming RSs are Transmitted>

Time resources for transmitting beamforming RSs will be described belowwith reference to FIG. 11 and FIG. 12. FIG. 11 is a diagram to show anexample in which a beamforming RS is transmitted in fixed DL subframes.In FIG. 11, the UE obtains the scheduling information pertaining to thebeamforming RS (information related to the beamforming RS) from thedownlink control information (DCI) contained in an arbitrary downlinkcontrol channel (which is, for example, the PDCCH (Physical DownlinkControl Channel)). The beamforming RS is transmitted in radio resourcesspecified by this DCI. For example, the beamforming RS may betransmitted in the same subframe as the subframe in which the DCI isreceived, or in a different subframe.

Note that the BS may be configured to transmit DCI, measure abeamforming RS, and transmit information related to a transmitting beamthat is selected based on the measurement results, all within the samesubframe.

FIG. 12 provide diagrams to show examples of transmission time durationsof beamforming RSs (the time duration of UE transmitting beams). FIG. 12show examples of time resources for beamforming RSs, which are swept bythe UE, as in FIG. 3B. Note that the scale on the horizontal axischanges in each of FIGS. 12A to 12C.

As shown in FIG. 12A, different beamforming RSs (transmitting beams ofthe UE) may be transmitted in a plurality of subframes. Also, as shownin FIG. 12B, different beamforming RSs may be transmitted in differentsymbols within the same subframe. Furthermore, as shown in FIG. 12C, itis possible to divide the transmission time period in the same symbol inone subframe into a plurality of periods, and transmit a differentbeamforming RS in each divided period.

Note that it is preferable to configure the duration of subframes(transmission time intervals (TTIs)) shorter than the subframe durationin existing LTE (that is, “short TTIs”), and for example, it is possibleto configure the subframe duration 0.1 ms to 0.25 ms. The subframeduration is by no means limited to this.

Note that the symbol period may be, for example, represented in OFDM(Orthogonal Frequency Division Multiplexing)/SC-FDMA (Single CarrierFrequency Division Multiple Access) symbol units, represented inreciprocal units of a predetermined bandwidth (that is, the samplingduration), or represented in other units of measurement.

Also, as shown in FIG. 7B, even when the UE transmits a beamforming RSusing a fixed transmitting beam in a given period, various transmissiontime durations can be used as in FIG. 12. Also, the unit time for the BSto form receiving beams may be a subframe, a symbol, part of a symbol,and so on, like the transmission time duration of beamforming RSs.

(Variations)

Note that a beamforming RS may be a CSI measurement RS (for example, anuplink measurement reference signal (UL-SRS: Uplink Sounding ReferenceSignal)), or an RS that is separately defined.

The UE may transmit information about the number of analog beams the UEcan form (information from which the number of analog beams can bespecified), to the network side (for example, the BS) in advance as itsterminal capability information (UE capability). This capabilityinformation can be the number of analog beams, a desirable number oftimes the BS repeats transmitting a beamforming RS in a predeterminedbeam, the number of phase shifters mounted, and so on.

When receiving the above capability information from the UE, the BS candetermine the format of beamforming RSs for the UE, report informationas to which beamforming RSs the UE should transmit, schedule beamformingRSs and report the scheduling information to the UE, and so on.Furthermore, the BS may control the UE that has transmitted the abovecapability information to perform beam scanning in accordance with theabove-described radio communication method.

When the UE has functions that are compatible with carrier aggregation(CA), which uses a plurality of component carriers (CC), dualconnectivity (DC) and so on, the UE can report the above information asper-UE information, which is common in all CCs. Provided that a beamthat is formed based on RF is the same in other CCs, and therefore canbe handled as the same beam in all CCs. Note that this may be the samein the case of supporting CA and DC in the future (CA and DC in 5 G).

The UE may report information about the number of downlink analog beams(receiving beams) which the UE can form, and information about thenumber of uplink analog beams (transmitting beams) which the UE canform, as separate pieces of capability information. This allows the BSside to learn, more accurately, which terminal BF is feasible in theuplink and in the downlink, and to configure beamforming RSs moreadequately.

Also, after receiving and measuring a beamforming RS, the BS may includeinformation related to transmitting beams (information as to whichtransmitting were adequate), in a part of DCI, and transmit this in adownlink control channel (DL-CCH), include this information in a part ofRRC information and transmit this in a downlink shared channel (DL-SCH),or include and transmit this information in the MAC control elements(MAC CEs: Medium Access Control Control Elements).

When the UE receives the report, the UE may assume that the same beamcontrol must be applied until a beam-change report (information relatedto transmitting beams) is received next. Meanwhile, even when the UEreceives the report, when triggered at the start of handover, the startof random access procedures, the expiration of the TAT (Time AlignmentTimer), which is used for uplink timing synchronization, and so on, theUE can make transmission using beams (for example, the default beam, thebeam with the smallest beam index value, etc.) other than the beamsspecified by the information related to transmitting beams.

(Radio Communication System)

Now, the structure of the radio communication system according to oneembodiment of the present invention will be described below. In thisradio communication system, communication is performed using one or acombination of the radio communication methods according to theherein-contained embodiments of the present invention.

FIG. 13 is a diagram to show an example of a schematic structure of aradio communication system according to one embodiment of the presentinvention. A radio communication system 1 can adopt carrier aggregation(CA) and/or dual connectivity (DC) to group a plurality of fundamentalfrequency blocks (component carriers) into one, where the LTE systembandwidth (for example, 20 MHz) constitutes one unit.

Note that the radio communication system 1 may be referred to as “LTE(Long Term Evolution),” “LTE-A (LTE-Advanced),” “LTE-B (LTE-Beyond),”“SUPER 3G,” “IMT-Advanced,” “4G (4th generation mobile communicationsystem),” “5G (5th generation mobile communication system),” “FRA(Future Radio Access),” “New-RAT (Radio Access Technology)” and so on,or may be seen as a system to implement these.

The radio communication system 1 shown in FIG. 13 includes a radio basestation 11 that forms a macro cell C1, which has a relatively widecoverage, and radio base stations 12 (12 a to 12 c) that form smallcells C2, which are placed within the macro cell C1 and which arenarrower than the macro cell C1. Also, user terminals 20 are placed inthe macro cell C1 and in each small cell C2.

The user terminals 20 can connect with both the radio base station 11and the radio base stations 12. The user terminals 20 may use the macrocell C1 and the small cells C2 at the same time by means of CA or DC.Furthermore, the user terminals 20 may apply CA or DC using a pluralityof cells (CCs) (for example, five or fewer CCs or six or more CCs).

Between the user terminals 20 and the radio base station 11,communication can be carried out using a carrier of a relatively lowfrequency band (for example, 2 GHz) and a narrow bandwidth (referred toas, for example, an “existing carrier,” a “legacy carrier” and so on).Meanwhile, between the user terminals 20 and the radio base stations 12,a carrier of a relatively high frequency band (for example, 3.5 GHz, 5GHz and so on) and a wide bandwidth may be used, or the same carrier asthat used in the radio base station 11 may be used. Note that thestructure of the frequency band for use in each radio base station is byno means limited to these.

A structure may be employed here in which wire connection (for example,means in compliance with the CPRI (Common Public Radio Interface) suchas optical fiber, the X2 interface and so on) or wireless connection isestablished between the radio base station 11 and the radio base station12 (or between two radio base stations 12).

The radio base station 11 and the radio base stations 12 are eachconnected with higher station apparatus 30, and are connected with acore network 40 via the higher station apparatus 30. Note that thehigher station apparatus 30 may be, for example, access gatewayapparatus, a radio network controller (RNC), a mobility managemententity (MME) and so on, but is by no means limited to these. Also, eachradio base station 12 may be connected with the higher station apparatus30 via the radio base station 11.

Note that the radio base station 11 is a radio base station having arelatively wide coverage, and may be referred to as a “macro basestation,” a “central node,” an “eNB” (eNodeB), a “transmitting/receivingpoint” and so on. Also, the radio base stations 12 are radio basestations having local coverages, and may be referred to as “small basestations,” “micro base stations,” “pico base stations,” “femto basestations,” “HeNBs (Home eNodeBs),” “RRHs (Remote Radio Heads),”“transmitting/receiving points” and so on. Hereinafter the radio basestations 11 and 12 will be collectively referred to as “radio basestations 10,” unless specified otherwise.

The user terminals 20 are terminals to support various communicationschemes such as LTE, LTE-A and so on, and may be either mobilecommunication terminals (mobile stations) or stationary communicationterminals (fixed stations).

In the radio communication system 1, as radio access schemes, orthogonalfrequency division multiple access (OFDMA) is applied to the downlink,and single-carrier frequency division multiple access (SC-FDMA) isapplied to the uplink.

OFDMA is a multi-carrier communication scheme to perform communicationby dividing a frequency bandwidth into a plurality of narrow frequencybandwidths (subcarriers) and mapping data to each subcarrier. SC-FDMA isa single-carrier communication scheme to mitigate interference betweenterminals by dividing the system bandwidth into bands formed with one orcontinuous resource blocks per terminal, and allowing a plurality ofterminals to use mutually different bands. Note that the uplink anddownlink radio access schemes are not limited to these combinations, andother radio access schemes may be used.

In the radio communication system 1, a downlink shared channel (PDSCH:Physical Downlink Shared CHannel), which is used by each user terminal20 on a shared basis, a broadcast channel (PBCH: Physical BroadcastCHannel), downlink L1/L2 control channels and so on are used as downlinkchannels. User data, higher layer control information and SIBs (SystemInformation Blocks) are communicated in the PDSCH. Also, the MIB (MasterInformation Block) is communicated in the PBCH.

The downlink L1/L2 control channels include a PDCCH (Physical DownlinkControl CHannel), an EPDCCH (Enhanced Physical Downlink ControlCHannel), a PCFICH (Physical Control Format Indicator CHannel), a PHICH(Physical Hybrid-ARQ Indicator CHannel) and so on. Downlink controlinformation (DCI), including PDSCH and PUSCH scheduling information, iscommunicated by the PDCCH. The number of OFDM symbols to use for thePDCCH is communicated by the PCFICH. HARQ (Hybrid Automatic RepeatreQuest) delivery acknowledgment information (also referred to as, forexample, “retransmission control information,” “HARQ-ACK,” “ACK/NACK,”etc.) in response to the PUSCH is transmitted by the PHICH. The EPDCCHis frequency-division-multiplexed with the PDSCH (downlink shared datachannel) and used to communicate DCI and so on, like the PDCCH.

In the radio communication system 1, an uplink shared channel (PUSCH:Physical Uplink Shared CHannel), which is used by each user terminal 20on a shared basis, an uplink control channel (PUCCH: Physical UplinkControl CHannel), a random access channel (PRACH: Physical Random AccessCHannel) and so on are used as uplink channels. User data and higherlayer control information are communicated by the PUSCH. Also, downlinkradio quality information (CQI: Channel Quality Indicator), deliveryacknowledgement information and so on are communicated by the PUCCH. Bymeans of the PRACH, random access preambles for establishing connectionswith cells are communicated.

In the radio communication systems 1, cell-specific reference signals(CRSs), channel state information reference signals (CSI-RSs),demodulation reference signals (DMRSs), positioning reference signals(PRSs) and so on are communicated as downlink reference signals. Also,in the radio communication system 1, measurement reference signals(SRSs: Sounding Reference Signals), demodulation reference signals(DMRSs) and so on are communicated as uplink reference signals. Notethat the DMRS may be referred to as a “user terminal-specific referencesignal (UE-specific Reference Signal).” Also, the reference signals tobe communicated are by no means limited to these.

(Radio Base Station)

FIG. 14 is a diagram to show an example of an overall structure of aradio base station according to one embodiment of the present invention.A radio base station 10 has a plurality of transmitting/receivingantennas 101, amplifying sections 102, transmitting/receiving sections103, a baseband signal processing section 104, a call processing section105 and a communication path interface 106. Note that one or moretransmitting/receiving antennas 101, amplifying sections 102 andtransmitting/receiving sections 103 may be provided.

User data to be transmitted from the radio base station 10 to a userterminal 20 on the downlink is input from the higher station apparatus30 to the baseband signal processing section 104, via the communicationpath interface 106.

In the baseband signal processing section 104, the user data issubjected to a PDCP (Packet Data Convergence Protocol) layer process,user data division and coupling, RLC (Radio Link Control) layertransmission processes such as RLC retransmission control, MAC (MediumAccess Control) retransmission control (for example, an HARQ (HybridAutomatic Repeat reQuest) transmission process), scheduling, transportformat selection, channel coding, an inverse fast Fourier transform(IFFT) process and a precoding process, and the result is forwarded toeach transmitting/receiving section 103. Furthermore, downlink controlsignals are also subjected to transmission processes such as channelcoding and an inverse fast Fourier transform, and forwarded to eachtransmitting/receiving section 103.

Baseband signals that are precoded and output from the baseband signalprocessing section 104 on a per antenna basis are converted into a radiofrequency band in the transmitting/receiving sections 103, and thentransmitted. The radio frequency signals having been subjected tofrequency conversion in the transmitting/receiving sections 103 areamplified in the amplifying sections 102, and transmitted from thetransmitting/receiving antennas 101. The transmitting/receiving sections103 can be constituted by transmitters/receivers, transmitting/receivingcircuits or transmitting/receiving apparatus that can be described basedon general understanding of the technical field to which the presentinvention pertains. Note that a transmitting/receiving section 103 maybe structured as a transmitting/receiving section in one entity, or maybe constituted by a transmitting section and a receiving section.

Meanwhile, as for uplink signals, radio frequency signals that arereceived in the transmitting/receiving antennas 101 are each amplifiedin the amplifying sections 102. The transmitting/receiving sections 103receive the uplink signals amplified in the amplifying sections 102. Thereceived signals are converted into the baseband signal throughfrequency conversion in the transmitting/receiving sections 103 andoutput to the baseband signal processing section 104.

In the baseband signal processing section 104, user data that isincluded in the uplink signals that are input is subjected to a fastFourier transform (FFT) process, an inverse discrete Fourier transform(IDFT) process, error correction decoding, a MAC retransmission controlreceiving process, and RLC layer and PDCP layer receiving processes, andforwarded to the higher station apparatus 30 via the communication pathinterface 106. The call processing section 105 performs call processing(such as setting up and releasing communication channels), manages thestate of the radio base stations 10 and manages the radio resources.

The communication path interface section 106 transmits and receivessignals to and from the higher station apparatus 30 via a predeterminedinterface. Also, the communication path interface 106 may transmit andreceive signals (backhaul signaling) with other radio base stations 10via an inter-base station interface (which is, for example, opticalfiber that is in compliance with the CPRI (Common Public RadioInterface), the X2 interface, etc.).

Note that the transmitting/receiving sections 103 may furthermore havean analog beamforming section that forms analog beams. The analogbeamforming section may be constituted by an analog beamforming circuit(for example, a phase shifter, a phase shifting circuit, etc.) or analogbeamforming apparatus (for example, a phase shifting device) that can bedescribed based on general understanding of the technical field to whichthe present invention pertains. Furthermore, the transmitting/receivingantennas 101 may be constituted by, for example, array antennas.

The transmitting/receiving sections 103 may transmit, to the userterminal 20, information related to the beamforming RSs to betransmitted.

The transmitting/receiving sections 103 receive beamforming RSs from theuser terminal 20 by using receiving beams. Furthermore, thetransmitting/receiving sections 103 may receive terminal capabilityinformation, which indicates the number of analog beams that the userterminal 20 can form, from the user terminal 20.

FIG. 15 is a diagram to show an example of a functional structure of aradio base station according to one embodiment of the present invention.Note that, although FIG. 15 primarily shows functional blocks thatpertain to characteristic parts of the present embodiment, the radiobase station 10 has other functional blocks that are necessary for radiocommunication as well.

The baseband signal processing section 104 has a control section(scheduler) 301, a transmission signal generation section 302, a mappingsection 303, a received signal processing section 304 and a measurementsection 305. Note that these configurations have only to be included inthe radio base station 10, and some or all of these configurations maynot be included in the baseband signal processing section 104.

The control section (scheduler) 301 controls the whole of the radio basestation 10. The control section 301 can be constituted by a controller,a control circuit or control apparatus that can be described based ongeneral understanding of the technical field to which the presentinvention pertains.

The control section 301, for example, controls the generation of signalsin the transmission signal generation section 302, the allocation ofsignals by the mapping section 303, and so on. Furthermore, the controlsection 301 controls the signal receiving processes in the receivedsignal processing section 304, the measurements of signals in themeasurement section 305, and so on.

The control section 301 controls the scheduling (for example, resourceallocation) of downlink data signals that are transmitted in the PDSCHand downlink control signals that are communicated in the PDCCH and/orthe EPDCCH. The control section 301 controls the generation of downlinkcontrol signals (for example, delivery acknowledgement information andso on) and downlink data signals, based on the results of decidingwhether or not retransmission control is necessary for uplink datasignals, and so on. Also, the control section 301 controls thescheduling of downlink reference signals such as synchronization signals(for example, the PSS (Primary Synchronization Signal)/SSS (SecondarySynchronization Signal)), the CRS, the CSI-RS, the DM-RS and so on.

In addition, the control section 301 controls the scheduling of uplinkdata signals that are transmitted in the PUSCH, uplink control signalsthat are transmitted in the PUCCH and/or the PUSCH (for example,delivery acknowledgment information), random access preambles that aretransmitted in the PRACH, uplink reference signals, and so on.

The control section 301 may exert control so that transmitting beamsand/or receiving beams are formed using the digital BF (for example,precoding) by the baseband signal processing section 104 and/or theanalog BF (for example, phase rotation) by the transmitting/receivingsections 103.

For example, using temporally orthogonal radio resources, the controlsection 401 may control the forming of receiving beams so that at leastone of the beamforming RSs, which are transmitted in differenttransmitting beams, can be received in a predetermined period set.

To be more specific, the control section 301 may exert control so that asingle receiving beam is formed in a first period set, in which abeamforming RS is transmitted in varying transmitting beams from theuser terminal 20. Also, the control section 301 may exert control sothat a plurality of different receiving beams are switched and formed ina second period set, in which a beamforming RS is transmitted in asingle transmitting beam from the user terminal 20. The control section301 may implement both of these controls.

In addition, the control section 301 exerts control so that informationabout the beamforming RSs to be measured and/or reported, which is usedto control the forming of transmitting beams and/or receiving beams, isgenerate and reported to a given user terminal 20. This informationrelated to beamforming RSs is generated so that at least one beamformingRS can be received in a receiving beam formed by the radio base station10 in a predetermined period set.

For example, the beamforming RS-related information, the control section301 may include information that may be used to form a single (the same)receiving beam in the first period set. In this beamforming RS-relatedinformation, the control section 301 may include information that may beused to switch and form a plurality of different receiving beams in thesecond period set.

Furthermore, the control section 301 may control the transmission ofbeamforming RSs for the predetermined user terminal 20 based on theterminal capability information, which indicates the number of analogbeams that can be formed, and which is acquired from the received signalprocessing section 304.

The control section 301 exert control so that the transmitting beams tobe used in the user terminal 20 are determined based on the measurementresults pertaining to each receiving beam, acquired from the measurementsection 305, and information that can specify these determinedtransmitting beams is transmitted to the user terminal 20. Furthermore,the control section 301 ex exert control so that, based on the abovemeasurement results, the transmitting beams and/or the receiving beamsfor the user terminal 20 are determined and used for communication withthe user terminal 20.

The transmission signal generation section 302 generates downlinksignals (downlink control signals, downlink data signals, downlinkreference signals and so on) based on commands from the control section301, and outputs these signals to the mapping section 303. Thetransmission signal generation section 302 can be constituted by asignal generator, a signal generating circuit or signal generatingapparatus that can be described based on general understanding of thetechnical field to which the present invention pertains.

For example, the transmission signal generation section 302 generates DLassignments, which report downlink signal allocation information, and ULgrants, which report uplink signal allocation information, based oncommands from the control section 301. Also, the downlink data signalsare subjected to the coding process, the modulation process and so on,by using coding rates and modulation schemes that are determined basedon, for example, channel state information (CSI) from each user terminal20.

The mapping section 303 maps the downlink signals generated in thetransmission signal generation section 302 to predetermined radioresources based on commands from the control section 301, and outputsthese to the transmitting/receiving sections 103. The mapping section303 can be constituted by a mapper, a mapping circuit or mappingapparatus that can be described based on general understanding of thetechnical field to which the present invention pertains.

The received signal processing section 304 performs receiving processes(for example, demapping, demodulation, decoding and so on) of receivedsignals that are input from the transmitting/receiving sections 103.Here, the received signals include, for example, uplink signalstransmitted from the user terminals 20 (uplink control signals, uplinkdata signals, uplink reference signals, etc.). For the received signalprocessing section 304, a signal processor, a signal processing circuitor signal processing apparatus that can be described based on generalunderstanding of the technical field to which the present inventionpertains can be used.

The received signal processing section 304 outputs the decodedinformation acquired through the receiving processes to the controlsection 301. For example, when a PUCCH to contain an HARQ-ACK isreceived, the received signal processing section 304 outputs thisHARQ-ACK to the control section 301. Also, the received signalprocessing section 304 outputs the received signals, the signals afterthe receiving processes and so on, to the measurement section 305.

The measurement section 305 conducts measurements with respect to thereceived signals. For example, the measurement section 305 performsmeasurements using the beamforming RSs transmitted from user terminal20. The measurement section 305 can be constituted by a measurer, ameasurement circuit or measurement apparatus that can be described basedon general understanding of the technical field to which the presentinvention pertains.

When signals are received, the measurement section 305 may measure, forexample, the received power (for example, RSRP (Reference SignalReceived Power)), the received quality (for example, RSRQ (ReferenceSignal Received Quality)), SINR (Signal to Interference plus NoiseRatio) and/or the like), channel states and so on. The measurementresults may be output to the control section 301.

(User Terminal)

FIG. 16 is a diagram to show an example of an overall structure of auser terminal according to one embodiment of the present invention. Auser terminal 20 has a plurality of transmitting/receiving antennas 201,amplifying sections 202, transmitting/receiving sections 203, a basebandsignal processing section 204 and an application section 205. Note thatone or more transmitting/receiving antennas 201, amplifying sections 202and transmitting/receiving sections 203 may be provided.

Radio frequency signals that are received in the transmitting/receivingantennas 201 are amplified in the amplifying sections 202. Thetransmitting/receiving sections 203 receive the downlink signalsamplified in the amplifying sections 202. The received signals aresubjected to frequency conversion and converted into the baseband signalin the transmitting/receiving sections 203, and output to the basebandsignal processing section 204. A transmitting/receiving section 203 canbe constituted by a transmitters/receiver, a transmitting/receivingcircuit or transmitting/receiving apparatus that can be described basedon general understanding of the technical field to which the presentinvention pertains. Note that a transmitting/receiving section 203 maybe structured as a transmitting/receiving section in one entity, or maybe constituted by a transmitting section and a receiving section.

In the baseband signal processing section 204, the baseband signal thatis input is subjected to an FFT process, error correction decoding, aretransmission control receiving process, and so on. Downlink user datais forwarded to the application section 205. The application section 205performs processes related to higher layers above the physical layer andthe MAC layer, and so on. Furthermore, in the downlink data, broadcastinformation is also forwarded to the application section 205.

Meanwhile, uplink user data is input from the application section 205 tothe baseband signal processing section 204. The baseband signalprocessing section 204 performs a retransmission control transmissionprocess (for example, an HARQ transmission process), channel coding,precoding, a discrete Fourier transform (DFT) process, an IFFT processand so on, and the result is forwarded to the transmitting/receivingsection 203. Baseband signals that are output from the baseband signalprocessing section 204 are converted into a radio frequency band in thetransmitting/receiving sections 203 and transmitted. The radio frequencysignals that are subjected to frequency conversion in thetransmitting/receiving sections 203 are amplified in the amplifyingsections 202, and transmitted from the transmitting/receiving antennas201.

Note that the transmitting/receiving sections 203 may furthermore havean analog beamforming section that forms analog beams. The analogbeamforming section may be constituted by an analog beamforming circuit(for example, a phase shifter, a phase shifting circuit, etc.) or analogbeamforming apparatus (for example, a phase shifting device) that can bedescribed based on general understanding of the technical field to whichthe present invention pertains. Furthermore, the transmitting/receivingantennas 201 may be constituted by, for example, array antennas.

The transmitting/receiving section 203 may receive information about thebeamforming RSs to be transmitted, from the radio base station 10.

Using transmitting beams, the transmitting/receiving sections 203transmit beamforming RSs to the radio base station 10. In addition, thetransmitting/receiving sections 203 may transmit, to the radio basestation 10, terminal capability information, which indicates the numberof analog beams that can be formed.

FIG. 17 is a diagram to show an example of a functional structure of auser terminal according to one embodiment of the present invention. Notethat, although FIG. 17 primarily shows functional blocks that pertain tocharacteristic parts of the present embodiment, the user terminal 20 hasother functional blocks that are necessary for radio communication aswell.

The baseband signal processing section 204 provided in the user terminal20 at least has a control section 401, a transmission signal generationsection 402, a mapping section 403, a received signal processing section404 and a measurement section 405. Note that these configurations haveonly to be included in the user terminal 20, and some or all of theseconfigurations may not be included in the baseband signal processingsection 204.

The control section 401 controls the whole of the user terminal 20. Forthe control section 401, a controller, a control circuit or controlapparatus that can be described based on general understanding of thetechnical field to which the present invention pertains can be used.

The control section 401, for example, controls the generation of signalsin the transmission signal generation section 402, the allocation ofsignals by the mapping section 403, and so on. Furthermore, the controlsection 401 controls the signal receiving processes in the receivedsignal processing section 404, the measurements of signals in themeasurement section 405, and so on.

The control section 401 acquires the downlink control signals (signalstransmitted in the PDCCH/EPDCCH) and downlink data signals (signalstransmitted in the PDSCH) transmitted from the radio base station 10,via the received signal processing section 404. The control section 401controls the generation of uplink control signals (for example, deliveryacknowledgement information and so on) and/or uplink data signals basedon the results of deciding whether or not retransmission control isnecessary for the downlink control signals and/or downlink data signals,and so on.

The control section 401 may exert control so that transmitting beamsand/or receiving beams are formed using the digital BF (for example,precoding) by the baseband signal processing section 204 and/or theanalog BF (for example, phase rotation) by the transmitting/receivingsections 203.

Here, the control section 401 may exert control so that transmittingbeams and/or receiving beams are formed based on information about thebeamforming RSs to be transmitted, which is acquired from the receivedsignal processing section 404. For example, based on this informationrelated to beamforming RSs, the control section 401 may exert control sothat, using temporally orthogonal radio resources, differenttransmitting beams are formed to transmit different beamforming RSs. Tobe more specific, the control section 401 controls the forming oftransmitting beams so that at least one beamforming RS is received via areceiving beam which the radio base station 10 forms in a predeterminedperiod set.

To be more specific, in a first period set, in which the radio basestation 10 forms a single receiving beam, the control section 401 mayexert control so that a beamforming RS is transmitted in a plurality ofdifferent transmitting beams. Also, in a second period set, the controlsection 401 may exert control so that a beam forming RS is transmittedin a single (the same) transmitting beam. The control section 401 mayimplement both of these controls.

In addition, the control section 401 may exert control so that terminalcapability information, which indicates the number of analog beams thatcan be formed, is transmitted to the radio base station 10.

Furthermore, when various kinds of information reported from the radiobase station 10 are acquired via the received signal processing section404, the control section 401 may update the parameters to use in controlbased on these pieces of information.

The transmission signal generation section 402 generates uplink signals(uplink control signals, uplink data signals, uplink reference signalsand so on) based on commands from the control section 401, and outputsthese signals to the mapping section 403. The transmission signalgeneration section 402 can be constituted by a signal generator, asignal generating circuit or signal generating apparatus that can bedescribed based on general understanding of the technical field to whichthe present invention pertains.

For example, the transmission signal generation section 402 generatesuplink control signals related to delivery acknowledgement information,channel state information (CSI) and so on, based on commands from thecontrol section 401. Also, the transmission signal generation section402 generates uplink data signals based on commands from the controlsection 401. For example, when a UL grant is included in a downlinkcontrol signal that is reported from the radio base station 10, thecontrol section 401 commands the transmission signal generation section402 to generate an uplink data signal.

The mapping section 403 maps the uplink signals generated in thetransmission signal generation section 402 to radio resources based oncommands from the control section 401, and outputs the result to thetransmitting/receiving sections 203. The mapping section 403 can beconstituted by a mapper, a mapping circuit or mapping apparatus that canbe described based on general understanding of the technical field towhich the present invention pertains.

The received signal processing section 404 performs receiving processes(for example, demapping, demodulation, decoding and so on) of receivedsignals that are input from the transmitting/receiving sections 203.Here, the received signals include, for example, downlink signals(downlink control signals, downlink data signals, downlink referencesignals and so on) that are transmitted from the radio base station 10.The received signal processing section 404 can be constituted by asignal processor, a signal processing circuit or signal processingapparatus that can be described based on general understanding of thetechnical field to which the present invention pertains. Also, thereceived signal processing section 404 can constitute the receivingsection according to the present invention.

The received signal processing section 404 outputs the decodedinformation, acquired through the receiving processes, to the controlsection 401. The received signal processing section 404 outputs, forexample, broadcast information, system information, RRC signaling, DCIand so on, to the control section 401. Also, the received signalprocessing section 404 outputs the received signals, the signals afterthe receiving processes and so on, to the measurement section 405.

The measurement section 405 conducts measurements with respect to thereceived signals. The measurement section 405 can be constituted by ameasurer, a measurement circuit or measurement apparatus that can bedescribed based on general understanding of the technical field to whichthe present invention pertains.

The measurement section 405 may measure, for example, the received power(for example, RSRP), the received quality (for example, RSRQ, receivedSINR), the channel states and so on of the received signals. Themeasurement results may be output to the control section 401.

(Hardware Structure)

Note that the block diagrams that have been used to describe the aboveembodiments show blocks in functional units. These functional blocks(components) may be implemented in arbitrary combinations of hardwareand/or software. Also, the means for implementing each functional blockis not particularly limited. That is, each functional block may beimplemented with one piece of physically-integrated apparatus, or may beimplemented by connecting two physically-separate pieces of apparatusvia radio or wire and by using these multiple pieces of apparatus.

For example, the radio base station, user terminals and so on accordingto embodiments of the present invention may function as a computer thatexecutes the processes of the radio communication method of the presentinvention. FIG. 18 is a diagram to show an example hardware structure ofa radio base station and a user terminal according to one embodiment ofthe present invention. Physically, the above-described radio basestations 10 and user terminals 20 may be formed as a computer apparatusthat includes a processor 1001, a memory 1002, a storage 1003,communication apparatus 1004, input apparatus 1005, output apparatus1006 and a bus 1007.

Note that, in the following description, the word “apparatus” may bereplaced by “circuit,” “device,” “unit” and so on. Note that thehardware structure of a radio base station 10 and a user terminal 20 maybe designed to include one or more of each apparatus shown in thedrawings, or may be designed not to include part of the apparatus.

Each function of the radio base station 10 and the user terminal 20 isimplemented by reading predetermined software (program) on hardware suchas the processor 1001 and the memory 1002, and by controlling thecalculations in the processor 1001, the communication in thecommunication apparatus 1004, and the reading and/or writing of data inthe memory 1002 and the storage 1003.

The processor 1001 may control the whole computer by, for example,running an operating system. The processor 1001 may be configured with acentral processing unit (CPU), which includes interfaces with peripheralapparatus, control apparatus, computing apparatus, a register and so on.For example, the above-described baseband signal processing section 104(204), call processing section 105 and so on may be implemented by theprocessor 1001.

Furthermore, the processor 1001 reads programs (program codes), softwaremodules or data, from the storage 1003 and/or the communicationapparatus 1004, into the memory 1002, and executes various processesaccording to these. As for the programs, programs to allow computers toexecute at least part of the operations of the above-describedembodiments may be used. For example, the control section 401 of theuser terminals 20 may be implemented by control programs that are storedin the memory 1002 and that operate on the processor 1001, and otherfunctional blocks may be implemented likewise.

The memory 1002 is a computer-readable recording medium, and may beconstituted by, for example, at least one of a ROM (Read Only Memory),an EPROM (Erasable Programmable ROM), an EEPROM (Electrically EPROM), aRAM (Random Access Memory) and/or other appropriate storage media. Thememory 1002 may be referred to as a “register,” a “cache,” a “mainmemory” (primary storage apparatus) and so on. The memory 1002 can storeexecutable programs (program codes), software modules and/or the likefor implementing the radio communication methods according toembodiments of the present invention.

The storage 1003 is a computer-readable recording medium, and may beconstituted by, for example, at least one of a flexible disk, a floppy(registered trademark) disk, a magneto-optical disk (for example, acompact disc (CD-ROM (Compact Disc ROM) and so on), a digital versatiledisc, a Blu-ray (registered trademark) disk), a removable disk, a harddisk drive, a smart card, a flash memory device (for example, a card, astick, a key drive, etc.), a magnetic stripe, a database, a server,and/or other appropriate storage media. The storage 1003 may be referredto as “secondary storage apparatus.”

The communication apparatus 1004 is hardware (transmitting/receivingdevice) for allowing inter-computer communication by using wired and/orwireless networks, and may be referred to as, for example, a “networkdevice,” a “network controller,” a “network card,” a “communicationmodule” and so on. For example, the above-describedtransmitting/receiving antennas 101 (201), amplifying sections 102(202), transmitting/receiving sections 103 (203), communication pathinterface 106 and so on may be implemented by the communicationapparatus 1004.

The input apparatus 1005 is an input device for receiving input from theoutside (for example, a keyboard, a mouse, etc.). The output apparatus1006 is an output device for sending output to the outside (for example,a display, a speaker, etc.). Note that the input apparatus 1005 and theoutput apparatus 1006 may be provided in an integrated structure (forexample, a touch panel).

Furthermore, these types of apparatus, including the processor 1001, thememory 1002 and others, are connected by a bus 1007 for communicatinginformation. The bus 1007 may be formed with a single bus, or may beformed with buses that vary between pieces of apparatus.

Also, the radio base station 10 and the user terminal 20 may bestructured to include hardware such as a microprocessor, a digitalsignal processor (DSP), an ASIC (Application-Specific IntegratedCircuit), a PLD (Programmable Logic Device), an FPGA (Field ProgrammableGate Array) and so on, and part or all of the functional blocks may beimplemented by the hardware. For example, the processor 1001 may beimplemented with at least one of these pieces of hardware.

Note that the terminology used in this specification and the terminologythat is needed to understand this specification may be replaced by otherterms that convey the same or similar meanings. For example, “channels”and/or “symbols” may be replaced by “signals (or signaling).” Also,“signals” may be “messages.” Furthermore, a “component carrier” (CC) maybe referred to as a “cell,” a “frequency carrier,” a “carrier frequency”and so on.

Furthermore, a radio frame may be comprised of one or more periods(frames) in the time domain. Each of one or more periods (frames)constituting a radio frame may be referred to as a “subframe.”

Furthermore, a subframe may be comprised of one or more slots in thetime domain. Furthermore, a slot may be comprised of 1 or multiplesymbols (OFDM symbols, SC-FDMA symbols, etc.) in the time domain.

A radio frame, a subframe, a slot and a symbol all represent the timeunit in signal communication. A radio frames, a subframe, a slot and asymbol may be each called by other applicable names. For example, onesubframe may be referred to as a “transmission time interval” (TTI), ora plurality of consecutive subframes may be referred to as a “TTI,” orone slot may be referred to as a “TTI.” That is, a subframe and a TTImay be a subframe (one ms) in existing LTE, may be a shorter period thanone ms (for example, one to thirteen symbols), or may be a longer periodof time than one ms.

Here, a TTI refers to the minimum time unit of scheduling in radiocommunication, for example. For example, in LTE systems, a radio basestation schedules the allocation of radio resources (such as thefrequency bandwidth and transmission power that can be used by each userterminal) for each user terminal in TTI units. Note that the definitionof TTIs is not limited to this. TTIs may be the time unit fortransmitting channel-encoded data packets (transport blocks), or may bethe unit of processing in scheduling, link adaptation and so on.

A TTI having a time duration of one ms may be referred to as a “normalTTI” (TTI in LTE Rel. 8 to 12), a “long TTI,” a “normal subframe,” a“long subframe,” and so on. A TTI that is shorter than a normal TTI maybe referred to as a “shortened TTI,” a “short TTI,” a “shortenedsubframe,” a “short subframe,” or the like.

A resource block (RB) is the unit of resource allocation in the timedomain and the frequency domain, and may include one or a plurality ofconsecutive subcarriers in the frequency domain. Also, an RB may includeone or more symbols in the time domain, and may be one slot, onesubframe or one TTI in length. One TTI and one subframe each may becomprised of one or more resource blocks. Note that an RB may bereferred to as a “physical resource block” (PRB: Physical RB), a “PRBpair,” an “RB pair,” or the like.

Furthermore, a resource block may be comprised of one or more resourceelements (REs). For example, one RE may be a radio resource field of onesubcarrier and one symbol.

Note that the above-described structures of radio frames, subframes,slots, symbols and so on are merely examples. For example,configurations such as the number of subframes included in a radioframe, the number of slots included in a subframe, the number of symbolsand RBs included in a slot, the number of subcarriers included in an RB,the number of symbols in a TTI, the symbol duration, the cyclic prefix(CP) duration and so on can be variously changed.

Also, the information and parameters described in this specification maybe represented in absolute values or in relative values with respect topredetermined values, or may be represented in other informationformats. For example, radio resources may be specified by predeterminedindices.

The information, signals and/or others described in this specificationmay be represented by using a variety of different technologies. Forexample, data, instructions, commands, information, signals, bits,symbols and chips, all of which may be referenced throughout theherein-contained description, may be represented by voltages, currents,electromagnetic waves, magnetic fields or particles, optical fields orphotons, or any combination of these.

Also, software, commands, information and so on may be transmitted andreceived via communication media. For example, when software istransmitted from a website, a server or other remote sources by usingwired technologies (coaxial cables, optical fiber cables, twisted-paircables, digital subscriber lines (DSL) and so on) and/or wirelesstechnologies (infrared radiation and microwaves), these wiredtechnologies and/or wireless technologies are also included in thedefinition of communication media.

The terms “system” and “network” as used herein are usedinterchangeably.

A base station can accommodate one or more (for example, three) cells(also referred to as “sectors”). When a base station accommodates aplurality of cells, the entire coverage area of the base station can bepartitioned into multiple smaller areas, and each smaller area canprovide communication services through base station subsystems (forexample, indoor small base stations (RRHs: Remote Radio Heads)). Theterm “cell” or “sector” refers to part or all of the coverage area of abase station and/or a base station subsystem that provides communicationservices within this coverage.

As used herein, the terms “base station (BS),” “radio base station,”“eNB,” “cell,” “sector,” “cell group,” “carrier,” and “componentcarrier” may be used interchangeably. A base station may be referred toas a “fixed station,” “NodeB,” “eNodeB (eNB),” “access point,”“transmission point,” “receiving point,” “femto cell,” “small cell” andso on.

As used herein, the terms “mobile station (MS)” “user terminal,” “userequipment (UE)” and “terminal” may be used interchangeably. A basestation may be referred to as a “fixed station,” “NodeB,” “eNodeB(eNB),” “access point,” “transmission point,” “receiving point,” “femtocell,” “small cell” and so on.

A mobile station may be referred to, by a person skilled in the art, asa “subscriber station,” “mobile unit,” “subscriber unit,” “wirelessunit,” “remote unit,” “mobile device,” “wireless device,” “wirelesscommunication device,” “remote device,” “mobile subscriber station,”“access terminal,” “mobile terminal,” “wireless terminal,” “remoteterminal,” “handset,” “user agent,” “mobile client,” “client” or someother suitable terms.

Furthermore, the radio base stations in this specification may beinterpreted as user terminals. For example, each aspect/embodiment ofthe present invention may be applied to a configuration in whichcommunication between a radio base station and a user terminal isreplaced with communication among a plurality of user terminals (D2D:Device-to-Device). In this case, user terminals 20 may have thefunctions of the radio base stations 10 described above. In addition,wording such as “uplink” and “downlink” may be interpreted as “side.”

For example, an uplink channel may be interpreted as a side channel.

Likewise, the user terminals in this specification may be interpreted asradio base stations. In this case, the radio base stations 10 may havethe functions of the user terminals 20 described above.

The examples/embodiments illustrated in this specification may be usedindividually or in combinations, which may be switched depending on themode of implementation. Also, predetermined information (for example,reporting of information to the effect that “X holds”) does notnecessarily have to be reported explicitly, and can be reported in animplicit manner (by, for example, not reporting this piece ofinformation).

Reporting of information is by no means limited to theexamples/embodiments described in this specification, and other methodsmay be used as well. For example, reporting of information may beimplemented by using physical layer signaling (for example, DCI(Downlink Control Information) and UCI (Uplink Control Information)),higher layer signaling (for example, RRC (Radio Resource Control)signaling, broadcast information (the MIB (Master Information Blocks)and SIBs (System Information Blocks) and so on) and MAC (Medium AccessControl) signaling, other signals or combinations of these.

Also, RRC signaling may be referred to as “RRC messages,” and can be,for example, an RRC connection setup message, RRC connectionreconfiguration message, and so on. Also, MAC signaling may be reportedusing, for example, MAC control elements (MAC CEs (Control Elements)).

The aspects/embodiments illustrated in this specification may be appliedto LTE (Long Term Evolution), LTE-A (LTE-Advanced), LTE-B (LTE-Beyond),SUPER 3G, IMT-Advanced, 4G (4th generation mobile communication system),5G (5th generation mobile communication system), FRA (Future RadioAccess), New-RAT (Radio Access Technology), GSM (Global System forMobile communications) (registered trademark), CDMA 2000, UMB (UltraMobile Broadband), IEEE 802.11 (Wi-Fi (registered trademark)), IEEE802.16 (WiMAX (registered trademark)), IEEE 802.20, UWB(Ultra-WideBand), Bluetooth (registered trademark), systems that useother adequate systems and/or next-generation systems that are enhancedbased on these.

The order of processes, sequences, flowcharts and so on that have beenused to describe the examples/embodiments herein may be re-ordered aslong as inconsistencies do not arise. For example, although variousmethods have been illustrated in this specification with variouscomponents of steps in exemplary orders, the specific orders that areillustrated herein are by no means limiting.

Now, although the present invention has been described in detail above,it should be obvious to a person skilled in the art that the presentinvention is by no means limited to the embodiments described herein.For example, the above-described embodiments may be used individually orin combinations. The present invention can be implemented with variouscorrections and in various modifications, without departing from thespirit and scope of the present invention defined by the recitations ofclaims. Consequently, the description herein is provided only for thepurpose of explaining examples, and should by no means be construed tolimit the present invention in any way.

The disclosure of Japanese Patent Application No. 2016-061784, filed onMar. 25, 2016, including the specification, drawings and abstract, isincorporated herein by reference in its entirety.

1. A user terminal comprising: a transmission section that, usingtemporally orthogonal radio resources, forms different transmittingbeams and transmits reference signals respectively to a radio basestation; and a control section that controls forming of the transmittingbeams so that at least one of the reference signals is received in areceiving beam which the radio base station forms in a given period set.2. The user terminal according to claim 1, wherein, in a first periodset in which the radio base station forms a single receiving beam, thecontrol section controls the different transmitting beams to be switchedand formed.
 3. The user terminal according to claim 1, wherein, in asecond period set in which the radio base station switches and formsdifferent receiving beams, the control section controls a singletransmitting beam to be formed.
 4. The user terminal according to claim1, wherein the transmitting beams and/or the receiving beam are formedbased on analog beamforming.
 5. The user terminal according to claim 1,further comprising a receiving section that receives informationidentifying a transmitting beam where good received quality is measuredbased on the reference signals, wherein the control section forms atransmitting beam based on the information.
 6. The user terminalaccording to claim 1, wherein the transmission section transmits thereference signals in the radio resources that are scheduled by downlinkcontrol information.
 7. The user terminal according to claim 1, furthercomprising a transmission section that transmits terminal capabilityinformation which indicates a number of analog beams that are able to beformed, wherein the terminal capability information is used to controlthe transmitting beams and/or the receiving beam.
 8. A radio basestation comprising: a receiving section that, using temporallyorthogonal radio resources, forms receiving beams and receives referencesignals that are transmitted in different transmitting beamsrespectively; a measurement section that performs measurements based onthe reference signals; and a control section that controls forming ofthe receiving beams so that at least one of the reference signals isreceived in a given period set.
 9. A radio communication methodcomprising: using temporally orthogonal radio resources, formingdifferent transmitting beams and transmitting reference signalsrespectively to a radio base station; and controlling forming of thetransmitting beams so that at least one of the reference signals isreceived in a receiving beam which the radio base station forms in agiven period set.
 10. The user terminal according to claim 2, wherein,in a second period set in which the radio base station switches andforms different receiving beams, the control section controls a singletransmitting beam to be formed.